Defining Success through Trust
Success is not just measured in growth or profit, but in the trust that endures. We envision a business environment where integrity is the foundation of sustainable success.
Our Capabilities
TPRM Program Assessments
Financial institutions increasingly rely on third parties—including vendors, fintech partners, and other service providers—to deliver critical products and services. While these relationships drive innovation and operational efficiency, they also introduce significant operational, cybersecurity, compliance, and reputational risk. Regulators such as the National Credit Union Administration (NCUA), Office of the Comptroller of the Currency (OCC), Federal…
Fraud Program Management
Our Fraud Program Assessment consulting service offers a comprehensive, end-to-end evaluation of fraud risk management practices tailored to the unique requirements of financial institutions. We partner with banks, credit unions, fintechs, and other financial service providers to strengthen their fraud prevention, detection, and response capabilities across all products, services, and customer segments. We provide expertise…
Exam Readiness and Remediation
Regulatory Readiness, Preparation, Response, and Remediation Support Services Financial institutions operate in one of the most highly regulated environments in the world. Banks, credit unions, and fintechs are subject to extensive oversight by agencies such as the National Credit Union Administration (NCUA), Office of the Comptroller of the Currency (OCC), Federal Deposit Insurance Corporation (FDIC),…
Expert Witness Services
Expert Witness Services – Fraud Risk in Financial Services Our consulting firm provides specialized expert witness services focused on fraud risk within the financial services industry. We offer deep subject-matter expertise and strategic insights to support litigation and dispute resolution involving fraud affecting consumers, corporations, and financial institutions. With over thirty years of experience in…
Industries We Serve
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Banking
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Credit Unions
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Fintechs
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Law Firms
Case Studies
Confidential Case Study and Lessons Learned
Beyond the Controls: How a Hunch Revealed a High-Value Internal Fraud Companies build controls and detection capabilities to prevent and detect fraud, whether external (transactional) or internal. But what other ways can we identify fraud? How else do we detect it when conventional controls won’t or can’t work? One effective way is to rely on…
Recent Blog Posts
Litigation Risk: The True Test of Your Control Environment
In one recent litigation matter, a company—whose name is intentionally withheld—found itself the subject of litigation following a fraud event that was not attributable to a single failed control, but rather a series of breakdowns across fraud prevention, detection, and response. As the matter progressed through discovery and expert analysis, what initially appeared to be…
Third Party Risk Management (TPRM) is more than security assessments.
A successful TPRM program begins with determining why you need a third party and ends with safely off-boarding third parties. It ensures that the decision to outsource is supported by a business justification and aligns with the corporate strategy. It also requires enforceable contracts, defined service-level agreements (SLAs), and an exit plan to minimize business…
